AC.L2-3.6.1[a] — Incident Response (Incident Handling)Domain: Incident Response (IR) | Practice: IR.L2-3.6.1 | Objective ID: 3.6.1[a] | Source: NIST SP 800-171 Rev. 2 / CMMC 2.0 Level 2 | Assessment Objective: An operational incident-handling capability is established that includes preparation. |
Executive Summary (For Leadership and the Board)
CMMC objective AC.L2-3.6.1[a] sits inside the Incident Response domain (IR.L2-3.6.1 — Incident Handling) and reads: An operational incident-handling capability is established that includes preparation.. Establish and resource an incident response capability with defined procedures, tools, contacts, and playbooks ready before incidents occur. Preparation is the foundation of effective response. For organizations that handle Controlled Unclassified Information (CUI), this objective is part of the foundation that every downstream control depends on.
Under DFARS 252.204-7012, AC.L2-3.6.1[a] will be evaluated during a full third-party CMMC Level 2 assessment, Joint Surveillance Voluntary Assessment, or formal certification gating DoD CUI contract awards. Leadership and the board should be asking: Who owns this objective? When was it last reviewed? Where is the evidence stored? And what is our remediation plan if a C3PAO flags a gap? Failing this objective in isolation may be POA&M-able under CMMC 2.0; failing it in conjunction with related objectives in the same practice is typically not.